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Video instructions and help with filling out and completing disciplinary proceedings under circular 230

Instructions and Help about disciplinary proceedings under circular 230

Hi Gary wall here and this is bridging the week for April twenty-eighth tube a second and today is May 5th 2021 good morning today maybe cinco de mayo and a course for festive party however last week the new york stock exchange and to affiliates we're not celebrating at all when they were charged and agreed to be fined by the Securities and Exchange Commission for acting contrary to certain exchanges own rules over not having certain rules at all also not celebrating were respondents who were charged with violating speculative position limits as well as exchange of futures related position and plot trade requirements and were fined by the Chicago Mercantile Exchange and in one case the Commodity Futures Trading Commission too we would like to cover this week in just a few minutes so let's get started in a sweeping criticism of the New York Stock Exchange's and to affiliates of course of conduct from 2008-2021 the Securities and Exchange Commission brought an administrative proceeding against the exchange and its affiliates but fairly to comply with their own rules or for not having certain required rules in the first place on numerous occasions this resulted in the organization's failure to comply with their obligations of self-regulatory organizations on the law says the commission also sued was that nicey exchanges affiliated broker-dealer archipelago securities archipelago was charged with failing to meet SEC regulatory capital requirements on two days in 2021 and for not having required policy and procedures regarding the handling of non-public information the two noisy affiliate exchanges involved this matter are nicey ARCA and nicey market formerly nicey amex to settle this matter nicey its affiliate exchanges and archipelago agreed to pay a fine of 4.5 million u.s. dollars and to retain an independent consultant to review their rule compliance programs you know maintaining strong internal controls are important for all registrant's when the brokers traders fund managers or even exchanges and clearing houses under current rules the Commodity Futures Trading Commission certain registrant's are now fully required on at least an annual basis to itemize all relevant regulatory requirements and to assess how they meet such requirements through adequate policy and procedures in fact this exercise is a valuable jewel for all registrants whether required or not certainly when a regulator points out a potential deficiency in following a requirement a register on should timely assess whether the regulator's assessment is correct and a BS address that deficiency promptly common sense speaking of the CFD City the CFTC the Chicago Mercantile Exchange brought and settled enforcement proceedings last week related to quite a few respondents failure to comply with speckled to position limits in most instances including the CFTC matter the offense evolved a violation of speculative limits at the end of a day however in 1 see any matter the offense involved a violation of a speculative position limit enter them with the impending reissue of CFTC position limit rules these cases are.

FAQ

Is there a formula/algorithm to find out the radius of n circles needed to fill a circular area? (The radius of the circular area is provided)
I will assume that each of the small circles that have to touch two other small circles can be touching additional small circles.  I presume what you mean by "needed to fill a circular area" is that the n small circles cannot be made any larger and still fit into the large circle, which is the same as stating that the large circle is as small as possible to contain the n small circles.Since the scales are arbitrary, make 1 be the radius of the small circles and make x be the radius of the large circle that encloses all of the small circles.  Then, you want to know if there is a formula x(n) for n=3, 4, 5, ... in some closed form.  (For n=2, you can't have a small circle touching two other small circles, but in any case that is a trivial solution.)This is known as a packing problem.  Your specific example is Circle packing in a circle.  I don't know that there is a closed form formula for x(n).  Since the packing is optimal (not all of them have been proven to be optimal), it means that, for n circles, the large circle cannot be smaller than radius x.The more general cases are explained by the Wikipedia article Packing problems.
How can I proceed to the Supreme Court after 9 years for filling out a petition?
I consider the 9 years as a judgement or order by the lower court.According to the Supreme Court Rules, 1966A petition need to be filed within 30 days from the date of the order or judgement.So,No. You can't file a petition after 9 years.
Can RG loyalists answer how much he deserves to be the PM of the country whereas he is under pressure to decide a CM out of two elected MLA (not 230/200)?
Rahul gandhi should take time as much he wants choosing either of them will cause dissatisfaction in other camp but choosing gahlot will defy his ideology of taking yuva forward.Loyalists can defend anything but ultimately people will decide whether they consider him PM material ,he has no experience of handling states
How do I fill out a tax invoice for a coaching center under GST?
ClearBills.Check out this website for online bill generation in GST, free of cost?Yes? you heard it right? FOR GST, FREE OF COST?Go to: ClearBills | Loginand start using it. You can drop a mail to the developer for any query, suggestion or doubt.EMail Address: info.clearbills@gmail.comThanks for reading.
How does one get invited to the Quora Partner Program? What criteria do they use, or is it completely random?
I live in Germany. I got an invite to the Quora partner program the day I landed in USA for a business trip. So from what I understand, irrespective of the number of views on your answers, there is some additional eligibility criteria for you to even get an email invite.If you read the terms of service, point 1 states:Eligibility. You must be located in the United States to participate in this Program. If you are a Quora employee, you are eligible to participate and earn up to a maximum of $200 USD a month. You also agree to be bound by the Platform Terms (https://www.quora.com/about/tos) as a condition of participation.Again, if you check the FAQ section:How can other people I know .participate?The program is invite-only at this time, but we intend to open it up to more people as time goes on.So my guess is that Quora is currently targeting people based out of USA, who are active on Quora, may or may not be answering questions frequently ( I have not answered questions frequently in the past year or so) and have a certain number of consistent answer views.Edit 1: Thanks to @Anita Scotch, I got to know that the Quora partner program is now available for other countries too. Copying Anuta’s comment here:If you reside in one of the Countries, The Quora Partner Program is active in, you are eligible to participate in the program.” ( I read more will be added, at some point, but here are the countries, currently eligible at this writing,) U.S., Japan, Germany, Spain, France, United Kingdom, Italy and Australia.11/14/2018Edit 2 : Here is the latest list of countries with 3 new additions eligible for the Quora Partner program:U.S., Japan, Germany, Spain, France, United Kingdom, Italy, Canada, Australia, Indonesia, India and Brazil.Thanks to Monoswita Rez for informing me about this update.
How can I get more people to fill out my survey?
Make it compellingQuickly and clearly make these points:Who you are and why you are doing thisHow long it takesWhats in it for me -- why should someone help you by completing the surveyExample: "Please spend 3 minutes helping me make it easier to learn Mathematics. Answer 8 short questions for my eternal gratitude and (optional) credit on my research findings. Thank you SO MUCH for helping."Make it convenientKeep it shortShow up at the right place and time -- when people have the time and inclination to help. For example, when students are planning their schedules. Reward participationOffer gift cards, eBooks, study tips, or some other incentive for helping.Test and refineTest out different offers and even different question wording and ordering to learn which has the best response rate, then send more invitations to the offer with the highest response rate.Reward referralsIf offering a reward, increase it for referrals. Include a custom invite link that tracks referrals.